The data uploaded here consists of summaries of the findings of four small-scale questionnaire surveys undertaken in Addis Ababa and Kampala. These questionnaires were intended to explore the local effects of specific Chinese investments in urban infrastructure, specifically in the form of transport infrastructure and industrial parks. There were two questionnaires undertaken in Addis Ababa (on the effects of the new Light Rail Transit system on a particular neighbourhood, and on aspects of working/living conditions in a Chinese Industrial Park) and two in Kampala (on the usage of the new Kampala-Entebbe Expressway and on its consequences for a neighbourhood along the route). Being small in scale, these surveys are not intended for statistical analysis but to provide some basic indicative information relating to the Chinese-financed projects noted above. They questionnaires were used to inform and complement a range of semi-structured interviews. Please note therefore that the data uploaded comprises only a small proportion of the overall data collected, most of which was qualitative and took the form of semi-structured interviews. See below for more detail on the data collected and why most of it is not possible to upload. If interested in discussing this data, please contact the PI.Much of the African continent is currently undergoing an 'urban revolution': societies that until recently have been overwhelmingly rural and agriculture-based are inexorably, and often rapidly, urbanising. This has profound implications for African states and societies, especially given the limited economic base of many cities on the continent. It is also throwing up new challenges for traditional aid donors such as the World Bank, Britain and the US, who have long been inclined to focus much of their effort on rural poverty. Meanwhile, the increased engagement between emerging global powers and countries on the African continent has attracted widespread attention in recent years, particularly with respect to the role of China as an aid donor, investor and source of migrants. Some have talked of a 'new scramble for Africa' akin to that of the arrival of the European powers in the late nineteenth century, and debates about whether this is ultimately good or bad for Africans are ongoing. While there is a large and growing body of research on Chinese engagement in Africa, and considerable scholarship focusing on African urban growth patterns and urban development prospects, there is very little research exploring the interrelationship between these two trends. The urban dimension of Chinese engagement is a key issue, however, particularly as (unlike many Western donors) China has no objection to funding major urban infrastructure and construction projects and has developed a number of Special Economic Zones on the fringes of African cities. This project therefore aims to address critical gaps in existing research. It will do so by researching direct and indirect impacts of Chinese engagement in the two strategically-selected African states of Ethiopia and Uganda, with particular attention to the 'core' cities of Addis Ababa and Kampala respectively. It will also explore how interactions between Chinese agencies, other emerging powers investing in Africa, 'traditional' donors and African governments are shaping the way urban development challenges and opportunities are understood and acted upon. The research will be pursued through exploring three critical issues: the governance of urban land, particularly with respect to Chinese approaches to leasing land to finance urban development; major urban infrastructure projects and their impacts on low-income groups; and efforts to create mass industrial and service sector employment. A range of methods will be employed to build a rich picture of the impacts of Chinese urban engagement in each case, including interviews with African municipal and national governments, international donors, investors, and Chinese migrant business people; small-scale surveys and focus groups with urban communities; gathering background quantitative data; analysing policy documents and tracing ideas and discourses across international documentary material and policy fora; and undertaking co-productive urban site analysis with a range of international actors. I will undertake an institutional visit to the Lincoln Institute Centre for Urban Development and Land Policy at Peking University (PKU) as part of the research programme, liaise with institutional partners in the two research countries, and convene three workshops in strategic locations across the two-year project. As well as the academic community, the research will be of interest to local and national governments in African states, international policy makers (including a range of UN organisations), multilateral and bilateral aid donors, and development NGOs. The strategies for achieving impact are detailed in the Impact Summary and Pathways to Impact.
This project involved a combination of methods, which can be grouped into the following categories: a) secondary data gathering on Chinese investment from documentary sources and online databases; b) key informant interviews with policy actors in China; c) key informant interviews (around 60, split between Kampala and Addis Ababa) with national and local policymakers, international donors and Chinese firms; d) semi-structured interviews with landowners and property developers in Uganda (n=10); e) Small-scale exploratory questionnaire surveys (n=100) in Ethiopia; f) Small-scale exploratory questionnaire surveys (n-61) in Uganda. For the key informant interviews, the sampling was a combination of purposive sampling through the targeting of relevant government departments, international agencies and Chinese firms, and snowball sampling from these initial contacts. For the landowner/property developer survey, this was based on purposive sampling of individuals known to own land or develop property in specific neighbourhoods next to the Kampala-Entebbe Expressway. For the small-scale surveys, simple random sampling was undertaken of factory workers in Huajian Light industry City in Addis Ababa and of taxi drivers at Entebbe airport in Uganda, as well as of households based in a specific neighbourhood (Nalumunye) close to the expressway. For the questionnaires around the Ayat Light Rail station in Addis Ababa, stratified random sampling was undertaken, with half the respondents being in workplaces close to the rail station and half in residences.